Marlowe Legal Advisors, LLC is a trusted legal advisor to its clients in the following practice areas:
Corporate and Securities Law
Business Agreements
- Partnership Agreements, LLC Operating Agreements and other business arrangements
- Non-Disclosure and Confidentiality Agreements
- Employment and Consulting Agreements
- IP Licensing Agreements
- General Business Contracts
General Corporate Advice
- Start-ups and business formation (corporations, partnerships, LLCs)
- Business disputes and litigation management
- Board advisory
Securities Advice
- Private placements (equity and debt) including Venture Capital, Private Equity and "friends and family" raises
- Securities and trading advice
- Section 13 and Section 16 reporting (including 13D/G and 13F reporting)
Mergers and Acquisitions
- Mergers, asset sales, and joint ventures
- Buyer or seller representation
Private Investment Funds
- Hedge, Private Equity, Venture Capital, and Real Estate Funds
- Managed Accounts and other private investment vehicles
- Complete fund launch services including offering documents, structuring and formation
- Compliance advice including investment advisor and private offering issues
- Service provider documentation and issues (prime broker, ISDA, administrator, executing broker)
- Board and manager advisory
Investment Advisor Compliance
- We specialize in smaller advisors and advisors who manage private funds (including exempt private fund advisers)
- Advisor registration (both SEC and state) and regulatory filings (ADV and Form PF)
- Preparation of Form ADV (Parts I and II), construction of compliance program, and outsourced CCO services
PIPEs and Alternative Public Financings
- Alternative Public Financings - PIPEs, Registered Directs, Equity Lines and Reverse Mergers
- Over 14 years of experience in Alternative Public Financings (investor side and company side)
- Advise on all aspects of transaction from investment to exit
- Vast experience in deal structuring and restructuring
- Represent investors, issuers and intermediaries
General Counsel Solutions
- On-demand general counsel solutions that provide an experienced in-house attorney on an as-needed basis
- Specialize in small businesses, investment funds and start-ups
- Any business in any industry
- Experienced in-house attorney who understands management's concerns
- See On-Demand General Counsel Services on the Legal Solutions page for more detail
Restricted Securities
- Sales and transfers of restricted public and private securities
- 144 sales
- Experts in the entire process from sale/transfer to settlement
Private Fund Due Diligence
- Represent investors looking to invest in private funds such as hedge, venture, and private equity funds
- Operational and compliance due diligence
- Offering and subscription document review
Public Convertible Securities
- Public converts and 144A transactions
- Restructurings and takeouts
- Compliance issues
- Activist strategies
- Trading issues