Marlowe Legal Advisors, LLC Practice Areas

Marlowe Legal Advisors, LLC is a trusted legal advisor to its clients in the following practice areas:

Corporate and Securities Law

Business Agreements

  • Partnership Agreements, LLC Operating Agreements and other business arrangements
  • Non-Disclosure and Confidentiality Agreements
  • Employment and Consulting Agreements
  • IP Licensing Agreements
  • General Business Contracts

General Corporate Advice

  • Start-ups and business formation (corporations, partnerships, LLCs)
  • Business disputes and litigation management
  • Board advisory

Securities Advice

  • Private placements (equity and debt) including Venture Capital, Private Equity and "friends and family" raises
  • Securities and trading advice
  • Section 13 and Section 16 reporting (including 13D/G and 13F reporting)

Mergers and Acquisitions

  • Mergers, asset sales, and joint ventures
  • Buyer or seller representation

Private Investment Funds

  • Hedge, Private Equity, Venture Capital, and Real Estate Funds
  • Managed Accounts and other private investment vehicles
  • Complete fund launch services including offering documents, structuring and formation
  • Compliance advice including investment advisor and private offering issues
  • Service provider documentation and issues (prime broker, ISDA, administrator, executing broker)
  • Board and manager advisory

Investment Advisor Compliance

  • We specialize in smaller advisors and advisors who manage private funds (including exempt private fund advisers)
  • Advisor registration (both SEC and state) and regulatory filings (ADV and Form PF)
  • Preparation of Form ADV (Parts I and II), construction of compliance program, and outsourced CCO services

PIPEs and Alternative Public Financings

  • Alternative Public Financings - PIPEs, Registered Directs, Equity Lines and Reverse Mergers
  • Over 14 years of experience in Alternative Public Financings (investor side and company side)
  • Advise on all aspects of transaction from investment to exit
  • Vast experience in deal structuring and restructuring
  • Represent investors, issuers and intermediaries

General Counsel Solutions

  • On-demand general counsel solutions that provide an experienced in-house attorney on an as-needed basis
  • Specialize in small businesses, investment funds and start-ups
  • Any business in any industry
  • Experienced in-house attorney who understands management's concerns
  • See On-Demand General Counsel Services on the Legal Solutions page for more detail

Restricted Securities

  • Sales and transfers of restricted public and private securities
  • 144 sales
  • Experts in the entire process from sale/transfer to settlement

Private Fund Due Diligence

  • Represent investors looking to invest in private funds such as hedge, venture, and private equity funds
  • Operational and compliance due diligence
  • Offering and subscription document review

Public Convertible Securities

  • Public converts and 144A transactions
  • Restructurings and takeouts
  • Compliance issues
  • Activist strategies
  • Trading issues